FPA Job Board

We are a boutique family office in Baton Rouge that offers deep, wholistic financial advice and concierge service to our clients. We work with "every day" multi-millionaires, helping them make informed decisions about their money so that they can focus on the things that matter most, their family, friends and community.

We are looking to hire a junior advisor to assist the founder in further expanding our capabilities and capacity.

The ideal candidate is:

• A real "go-getter" who is looking for long-term growth and advancement within their career.
• Must also love learning new things and have a desire to further his/her education.

The person hired for this role will have no real ceiling on his/her opportunity and growth potential.

• Path to equity partner status will be offered to the person hired for this role, subject to satisfactory attainment of clearly communicated metrics (including passing the CFP Exam) and timeframes.

High level Responsibilities:

• Assist with day-to-day portfolio management (risk variance monitoring, placing trades, investments holding analysis, tax efficiency of portfolios, proposals, etc.)
• Prepare insurance illustrations (or work with vendors to obtain) and investment proposals
• Handle investment and insurance related service calls, work, paperwork, and applications
• Conduct periodic investment & insurance policy check-ins with clients
• Assist lead advisor with identifying planning gaps not otherwise already found during the planning process
• Build financial models
• Assist in ensuring all practice’s FINRA/SEC/BD/RIA/IRS/LDR/Dept. of Insurance compliance requirements are met as it relates to accounts, insurance work, client files, disclosures, etc.
• Assist lead advisor with preparing income tax returns, if properly licensed
• Add meeting/call/trade notes into Redtail database
• File as needed

Required Qualifications:

• Bachelor's degree in a related field (Finance, Accounting, Economics, etc.)
• Series 7, 66 registrations as well as Life, health & accident, variable insurance licenses ALL required to be considered for position
• IRS Enrolled Agent license is a plus, but not required
• Knowledgeable about portfolio management, asset allocation, tax loss harvesting
• At least 2-3 years of experience in a hybrid RIA/BD practice as a salaried advisor or as a paraplanner
• Must be able to think critically, be self-motivated, enjoy working independently, be an independent learner and be detail oriented
• Posess strong profiency using MS Outlook, Word, Excel, & PowerPoint
• Posess strong profiency using eMoney, Morningstar Workstation & Redtail
• Profiency in the following programs is a plus, but not required: Intuit ProConnect & Intuit TaxAdvisor
• Excellent communication skills, both verbal and written
• Strong interpersonal skills

Required Experience for Consideration:

• Investment & Insurance: 2 years (Required)

Required Licenses/Certifications:

• Series 7 (Required)
• Series 66 (Required)
• Life & Health Insurance License (Required)

Benefits:

• Health insurance
• Paid time off
• Professional development assistance/Education Reimbursement
• Retirement plan

About Rainier Wealth Planning, LLC

We are a boutique family office in Baton Rouge that offers deep, wholistic financial advice and concierge service to our clients. We work with "every day" multi-millionaires, helping them make informed decisions about their money so that they can focus on the things that matter most, their family, friends and community.

Connections working at Rainier Wealth Planning, LLC