The Associate is career-driven and motivated and has a desire to learn the market in order to provide better service for clients, as well as to assist in the company's growth. The Associate provides support to clients, particularly in the absence of the advisors, while maintaining the ability to use discretion with highly confidential information. The Associate is professional, mature minded and flexible. The ideal Associate would currently have a Securities Series 7 and 66 license or would be willing to obtain both licenses within a reasonable time period.
This position supports the Financial Advisors in the office preparing paperwork, making calls to clients, scheduling appointments, and most importantly providing substantial follow up. Candidate MUST possess skillset in attention to detail and providing follow up on procedures/processes. Must be professional and have the ability to multi-task with ease.
Bachelor’s Degree, related field preferred
Current Series 7 and 66 License or successful completion of SIE examination
Health and Life Insurance License a plus
Ability to maintain confidentiality
Excellent attitude and an extraordinary client service orientation
Excellent interpersonal skills
Excellent communication and phone skills
A strong focus on getting the details right
Excellent organizational and time management skills
An ability to handle multiple tasks and operate in tight deadlines
Computer/software skills: Word, Excel, Customer Relationship Manager (ACT!), Profiles and Investment View, Internet research
About Tocco Financial Services, Inc.
Tocco Financial Services (TFS) is an independent investment management and retirement planning firm designed to satisfy investors who want independent and objective financial advice from qualified, experienced professionals and comprehensive financial advisory, technology and client services.
Our advisors at TFS are CERTIFIED FINANCIAL PLANNER™ professionals. Not every financial planner is a CERTIFIED FINANCIAL PLANNER™ professional.
In 2021, Tocco Financial Services was ranked 25th out of 17,000+ advisors that LPL Financial, our broker dealer, supports.